U.S. Crowdfunding: Tips to navigate the regulatory framework when starting your own platform

With Scott Andersen and George S. Georgiades, leading crowdfunding legal experts in the US

Crowdfunding platforms in the US are providing entrepreneurs and innovative companies with a new way of raising capital, though the number of companies that take advantage of it is still relatively small. The main reason is the legislation process and different regulations surrounding the crowdfunding platform registration.

This webinar will provide you with actionable tips on registering your crowdfunding platform in the US, and navigating Title III and FINRA.

We joined with Scott Andersen and George S. Georgiades, leading crowdfunding legal experts in the US, to help you learn

What is the difference between Title III registered crowdfunding platform and non-registered crowdfunding portal
Benefits of being a registered crowdfunding platform
What do you need to become a Title III registered crowdfunding platform
Best practices for navigating Title III registration process
Actionable advice on successfully going through FINRA process - an actual client case study
What’s the hype behind Initial Coin Offerings (ICOs), cryptocurrency, and blockchain and what it means for crowdfunding

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Scott Andersen

Principal at finLawyer.com (Andersen, P.C.)

Former Deputy Regional Chief Counsel and Enforcement Director at FINRA
19 years of experience with regulatory enforcement
Concentrates his practice on SEC, FINRA and state regulatory defense and securities regulatory counseling
Working with crowdfunding portals, funding platforms, broker-dealers and fintech providers on regulatory compliance matters

George S. Georgiades

Counsel to Ellenoff Grossman & Schole LLP

Focuses his practice on capital formation transactions and providing regulatory compliance advice to broker-dealers, investment advisors, exchanges and crowdfunding portals
Has extensive experience in structuring, negotiating and consummating public and private securities offerings
Has a particular focus on technology driven finance, including Crowdfunding, Regulation A+ and Initial Coin Offerings
Has been meaningfully involved in crowdfunding since it’s start and has worked with anything from regulators to industry associates to help form the crowdfunding regulations

“Katipult provides a powerful, cloud-based infrastructure that will allow us to manage our private placement activities in a digital environment and improve coordination across teams and geographies, so that we can provide the best possible outcomes for our clients.”

Pat Burke

President Capital Markets

“Raymond James selected Katipult to provide the software for a new online private placements platform to distribute alternative investment products offered by its Equity Capital Markets division across its financial advisor network. ”

Gord Breese

Katipult CEO

U.S. Crowdfunding: Tips to navigate the regulatory framework when starting your own platform

With Scott Andersen and George S. Georgiades, leading crowdfunding legal experts in the US

This webinar will provide you with actionable tips on registering your crowdfunding platform in the US, and navigating Title III and FINRA.

Register now

Scott Andersen

George S. Georgiades

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